Compliance

The Problem with Finders

The Problem with Finders

The Problem with Finders tl;dr – When companies have issues raising capital they engage finders. However, using a finder opens you up to substantial legal and reputational risk for a high cost. If you do hire a finder make sure they a registered broker-dealer if they are taking a percentage [...]

By Frankie Arvelo|April 9th, 2021|Categories: Fundraising, Tips & Tricks|Tags: Compliance, Finders, Raising Smartly|Comments Off

The Problem with Finders

The Problem with Finders tl;dr – When companies have issues raising capital they engage finders. However, using a finder opens you up to substantial legal and reputational risk for a high cost. If you do hire a finder make sure they a registered broker-dealer if they are taking a percentage [...]

By Frankie Arvelo|April 9th, 2021|Categories: Fundraising, Tips & Tricks|Tags: Compliance, Finders, Raising Smartly|Comments Off

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This website is for participants of the startup ecosystem. While the articles may be legal in nature they are not legal advice and do not establish an attorney-client relationship. Do not send or include any information in any message generated through this website if you consider the information confidential or privileged. By submitting information by email or other communication in response to this website, you agree that the communication does not create an attorney-client relationship and that any information submitted is not confidential and is not privileged.