Compliance

The Problem with Finders

The Problem with Finders tl;dr – When companies have issues raising capital they engage finders.  However, using a finder opens you up to substantial legal and reputational risk for a high cost.  If you do hire a finder make sure they a registered broker-dealer if they are taking a percentage [...]

By |April 9th, 2021|Categories: Fundraising, Tips & Tricks|Tags: , , |Comments Off on The Problem with Finders

The Problem with Finders

The Problem with Finders tl;dr – When companies have issues raising capital they engage finders.  However, using a finder opens you up to substantial legal and reputational risk for a high cost.  If you do hire a finder make sure they a registered broker-dealer if they are taking a percentage [...]

By |April 9th, 2021|Categories: Fundraising, Tips & Tricks|Tags: , , |Comments Off on The Problem with Finders

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